Senior Associate - Legal Counsel

This role sits within ICONIQ’s Legal and Compliance team and supports investment, advisory, and client service teams across a broad range of regulatory and legal matters. The Senior Associate, Legal Counsel will play a hands-on role advising on securities and investment advisory issues while developing into a well-rounded generalist attorney within a dynamic, collaborative environment.

What You’ll Do:

• Advise internal teams on compliance with United States securities and investment advisory laws, including matters under the Investment Advisers Act of 1940
• Support securities and investment advisory matters in international jurisdictions, including the United Kingdom and Singapore, as needed
• Monitor and interpret regulatory developments and help ensure timely compliance with evolving requirements
• Partner with cross-functional teams on policy development, compliance training, and implementation of best practices
• Assist with regulatory inquiries, examinations, and audits, working closely with internal stakeholders and outside counsel
• Provide general legal support across regulatory, fund, corporate, contract, and investment matters, contributing to risk mitigation and special projects

Ideal Candidate Background:

• Juris Doctor degree from an accredited law school and licensed to practice law in the United States
• 4+ years of relevant experience at a leading law firm and or in-house legal department
• Working knowledge of securities laws, including the Securities Act of 1933, Securities Exchange Act of 1934, or the Investment Advisers Act of 1940
• Experience collaborating across teams and advising senior stakeholders in a fast-paced environment
• Interest in developing into a generalist legal and compliance professional across multiple business areas
• Familiarity with international securities or investment advisory regulations, particularly in the United Kingdom or Singapore, is a plus
• Curiosity about using technology, including artificial intelligence tools, to enhance legal and compliance workflows is a plus

What We Offer:

• Comprehensive Medical, Dental and Vision Insurance starting on your first day of employment.
• Life and disability insurance coverage as well as family and wellness benefits including mental health benefits, fertility benefits, and back-up childcare.
• A matching 401(k) program.
• Commuter Benefits program.
• Stipends to support wellness and hybrid working arrangements.
• We support employees who wish to pursue professional designations/certifications and offer tuition reimbursement in addition to an allocation for books and other supplies needed for an individual's coursework.
• Smart-casual dress code.

Location: Applicants are expected to work onsite in ICONIQ’s San Francisco office in accordance with our hybrid working policy.

Compensation Range: ICONIQ is required by law to include a reasonable estimate of the salary range for this role. There are several factors taken into consideration in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. At ICONIQ, we apply a total reward philosophy where all aspects of compensation and benefits are taken into consideration in determining compensation terms. A reasonable estimate of the current salary range is $180,000.00-210,000.00 together with the benefits listed above.